NOAA Takes Steps to Reform Enforcement Practices

Seeks comments on draft penalty policy

October 18, 2010

As part of an ongoing effort to reform its enforcement practices, NOAA’s Office of General Counsel, through its Office of General Counsel for Enforcement and Litigation, is requesting public comment on a new draft penalty policy that will provide guidance to its lawyers as they calculate civil penalties arising from cases involving individuals and companies that violate fishing and environmental laws.

The proposed policy, posted on NOAA’s website today, is designed to ensure penalties are assessed in a fair and consistent manner and that they are appropriate to a given violation.

“This new draft policy, aided by the input of the public and fishery stakeholders during this comment period, will put us closer to our goal of an enforcement policy that is effective and transparent,” said Dr. Jane Lubchenco, under secretary of commerce for oceans and atmosphere, and NOAA administrator. “Along with the other actions we have taken, and the public comments on those that are still pending, I know we can create a policy that enforces regulations fairly, and protects the vast majority of fishermen who play by the rules.”

Under the new draft  penalty policy, NOAA will improve consistency at the national level, and will provide a clearer understanding of NOAA’s penalty policies. The proposed policy will help NOAA to protect fisheries and natural resources consistently and effectively.

When finalized, the new Policy for the Assessment of Civil Administrative Penalties and Permit Sanctions will supersede previous guidance issued by NOAA’s Office of General Counsel.

The draft policy is available electronically at and comments must be received by December 20. Please submit written comments to:

Fax: 301-427-2210
Mail: Office of General Counsel for Enforcement and Litigation
8484 Georgia Ave., Suite 400
Silver Spring, Md. 20910
Attn. Frank Sprtel

To receive a printed copy of the draft policy, send a self-addressed stamped envelope to the above U.S. mail address.

This new policy is the latest step the agency has taken to assure fair and effective enforcement and to protect natural resources. NOAA’s Office of Law Enforcement has taken several other actions to improve its enforcement operations:

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